top of page
CCO – Sutter Securities, Inc.
Alexis Wiedeman is a senior compliance officer with experience in investment advisory and broker dealer institutions with a focus on sub advisory due diligence, regulatory exam inquiries, regulatory change execution, third-party risk management, compliance testing, compliance training and review and execution of regulatory filings. Prior to joining CRC, Ms. Wiedeman held compliance positions with Lazard Asset Management, Investcorp, and Cohen & Steers. She holds the Series SIE, 7, 63 and 24 licenses.
Registered with Sutter Securities, Inc.
bottom of page