Chief Compliance Officer BSL and SSC
Joanne Park is the Chief Compliance Officer of Boustead Securities, LLC and FinTech Clearing, LLC and California Registered In-House Counsel of Boustead & Company Limited. She has worked extensively in the financial services as a regulatory attorney and chief compliance officer for almost 20 years supporting registered investment advisors and broker-dealers which offer mutual funds and private funds such as hedge and private equity funds.
Ms. Park holds a Bachelors from Carleton College, Masters from Harvard University and Juris Doctorate from Loyola University Chicago School of Law. She is a member of the New York State Bar.
Holds FINRA Series 7, 24, and 63 licenses.