Director, Operations – SSG
John is an experienced legal and investment professional. Through his role as the head of operations at FinTech Clearing, LLC, a FINRA registered broker-dealer, he has extensive experience managing 15c2-4 separate accounts for the transmission and maintenance of payments for both private placement and registered securities offerings. John also oversees and manages all Trust activity.
Prior to FinTech Clearing, John worked in operations at Science, Inc., where he provided support to its portfolio companies from formation and corporation governance to bridge venture round financing. Prior to Science, John worked in Microsoft Corporation’s business practice group including: Merger & Acquisitions Corporate Governance, Domestic and International Tax, and Treasury. John earned a B.S in Molecular, Cellular, Developmental Biology from the University of Washington, and holds FINRA Series 7, 66 and 99 securities licenses.
Registered with Sutter Securities, Inc. | LinkedIn